SFC Licences of METCALFE Stephen Donald

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RO 6 18 October 2011 03 February 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 1 08 October 2010 03 February 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 6 08 October 2010 18 October 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 10 January 2007 05 June 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 06 December 2004 05 June 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 07 September 2004 05 June 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 07 September 2004 10 January 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 24 July 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 24 July 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 01 April 2003 24 July 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 24 July 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 01 April 2003 22 August 2003