SFC Licences of GELBER Randy Scott
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 18 April 2017 | 26 March 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 12 August 2010 | 30 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 12 August 2010 | 30 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 August 2010 | 30 June 2014 |
Merrill Lynch Far East Limited | RE | 6 | 19 February 2009 | 04 May 2010 |
Merrill Lynch Far East Limited | RE | 4 | 19 February 2009 | 04 May 2010 |
Merrill Lynch Far East Limited | RE | 1 | 19 February 2009 | 04 May 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 19 February 2009 | 04 May 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 February 2009 | 04 May 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 February 2009 | 04 May 2010 |