SFC Licences of YU Ka Fai 余家輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RO 2 09 April 2021
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RO 2 19 February 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RO 1, 4 19 February 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 15 November 2018 19 February 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 15 November 2018 19 February 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 2 07 April 2017 20 July 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1, 4 16 December 2016 20 July 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2 16 December 2016 20 July 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 2 07 November 2016 07 April 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 20 September 2016 16 December 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 4 20 September 2016 16 December 2016
BOCI Securities Limited 中銀國際證券有限公司
RO 4 20 January 2014 15 September 2016
BOCI Asia Limited 中銀國際亞洲有限公司
RO 1 01 August 2013 15 September 2016
BOCI Securities Limited 中銀國際證券有限公司
RO 1, 2 01 August 2013 15 September 2016
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2 16 April 2013 01 August 2013
BOCI Asia Limited 中銀國際亞洲有限公司
RE 1 16 April 2013 01 August 2013
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 1 20 November 2010 16 September 2011
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
RE 2 03 July 2008 16 September 2011
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
RE 1 17 October 2005 16 September 2011
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司
RE 1 17 January 2005 20 November 2010