| Institution |
Role |
Licences |
Start date |
End date |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
|
RO |
2 |
09 April 2021 |
|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
|
RO |
2 |
19 February 2019 |
|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
|
RO |
1, 4 |
19 February 2019 |
|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
|
RE |
2 |
15 November 2018 |
19 February 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
|
RE |
1, 4 |
15 November 2018 |
19 February 2019 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RO |
2 |
07 April 2017 |
20 July 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RO |
1, 4 |
16 December 2016 |
20 July 2018 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
|
RO |
2 |
16 December 2016 |
20 July 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RE |
2 |
07 November 2016 |
07 April 2017 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
|
RE |
2 |
20 September 2016 |
16 December 2016 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RE |
1, 4 |
20 September 2016 |
16 December 2016 |
BOCI Securities Limited 中銀國際證券有限公司
|
RO |
4 |
20 January 2014 |
15 September 2016 |
BOCI Asia Limited 中銀國際亞洲有限公司
|
RO |
1 |
01 August 2013 |
15 September 2016 |
BOCI Securities Limited 中銀國際證券有限公司
|
RO |
1, 2 |
01 August 2013 |
15 September 2016 |
BOCI Securities Limited 中銀國際證券有限公司
|
RE |
1, 2 |
16 April 2013 |
01 August 2013 |
BOCI Asia Limited 中銀國際亞洲有限公司
|
RE |
1 |
16 April 2013 |
01 August 2013 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
|
RE |
1 |
20 November 2010 |
16 September 2011 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
|
RE |
2 |
03 July 2008 |
16 September 2011 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
|
RE |
1 |
17 October 2005 |
16 September 2011 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司
|
RE |
1 |
17 January 2005 |
20 November 2010 |