SFC Licences of LAU Kwok Man 劉國文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Stockwell Securities Limited 常滙證券有限公司 | RE | 2 | 01 July 2022 | |
| Stockwell Commodities Limited 常匯商品期貨有限公司 | RE | 2 | 05 July 2021 | 30 June 2022 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 | RE | 2 | 23 March 2017 | 01 January 2021 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 16 March 2017 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 29 March 2004 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 29 March 2004 |