SFC Licences of HUNG Hing On 孔慶安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wheelock Chatfield Limited RO 9 29 September 2010 14 October 2020
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RO 9 15 April 2004 22 December 2005
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RO 4 15 April 2004 22 December 2005
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RO 1 15 April 2004 18 October 2004
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RO 4 01 April 2003 22 December 2005
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RO 9 01 April 2003 22 December 2005
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RO 4 01 April 2003 22 December 2005
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RO 1 01 April 2003 22 December 2005
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RO 9 01 April 2003 12 January 2005
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RO 6 01 April 2003 16 March 2004