SFC Licences of SAXVIK Eric Bradley
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | 9 | 05 September 2013 | 12 January 2017 |
| UBS Asset Management (Hong Kong) Limited | RO | 2 | 05 September 2013 | 12 January 2017 |
| UBS Asset Management (Hong Kong) Limited | RO | 1 | 05 September 2013 | 12 January 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 10 April 2013 | 05 September 2013 |
| UBS Asset Management (Hong Kong) Limited | RE | 2 | 01 February 2013 | 05 September 2013 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 13 April 2012 | 12 January 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 13 April 2012 | 05 September 2013 |
| UBS Securities Hong Kong Limited | RE | 1 | 12 August 2008 | 13 April 2012 |
| UBS Securities Hong Kong Limited | RO | 1 | 20 June 2006 | 12 August 2008 |
| UBS Securities Asia Limited | RE | 2 | 31 March 2005 | 13 April 2012 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 13 April 2012 |
| UBS Securities Hong Kong Limited | RE | 4 | 01 April 2003 | 07 March 2005 |
| UBS Securities Hong Kong Limited | RE | 6 | 01 April 2003 | 07 March 2005 |
| UBS Securities Hong Kong Limited | RE | 9 | 01 April 2003 | 07 March 2005 |
| UBS Securities Hong Kong Limited | RE | 1 | 01 April 2003 | 07 March 2005 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 07 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 07 March 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 07 March 2005 |