SFC Licences of LEE Wai Man 李慧敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Po Sang Securities Limited 寶生證券有限公司 | RO | 5 | 30 December 2016 | 05 August 2019 |
Po Sang Securities Limited 寶生證券有限公司 | RO | 4 | 30 December 2016 | 05 August 2019 |
Po Sang Securities Limited 寶生證券有限公司 | RO | 2 | 28 December 2016 | 05 August 2019 |
Po Sang Securities Limited 寶生證券有限公司 | RO | 1 | 28 December 2016 | 05 August 2019 |
Po Sang Securities Limited 寶生證券有限公司 | RE | 2 | 18 November 2016 | 28 December 2016 |
Po Sang Securities Limited 寶生證券有限公司 | RE | 1 | 18 November 2016 | 28 December 2016 |
Excellent Tide Securities Limited 佳湧證券有限公司 | RO | 1 | 11 October 2016 | 21 October 2016 |
RE | 4 | 22 March 2013 | 21 October 2016 | |
South China Forex Limited 南華外匯有限公司 | RE | 3 | 22 March 2013 | 11 October 2016 |
South China Commodities Limited 南華期貨有限公司 | RO | 2 | 15 November 2012 | 11 October 2016 |
South China Securities Limited 南華證券投資有限公司 | RO | 1 | 15 November 2012 | 11 October 2016 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 28 September 2012 | 15 November 2012 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 28 September 2012 | 15 November 2012 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 01 December 2005 | 16 September 2012 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 01 December 2005 | 16 September 2012 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 30 November 2005 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 30 November 2005 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 02 March 2004 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 02 March 2004 |