SFC Licences of SHAM Yin Sheung 岑燕嫦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 14 October 2020 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 30 September 2020 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 11 August 2006 | 03 March 2008 |
| Interchina Securities Limited 國中證券有限公司 | RE | 1 | 01 April 2003 | 10 August 2006 |
| Interchina Securities Limited 國中證券有限公司 | RE | 4 | 01 April 2003 | 11 August 2003 |
| Interchina Securities Limited 國中證券有限公司 | RE | 6 | 01 April 2003 | 11 August 2003 |
| Interchina Securities Limited 國中證券有限公司 | RE | 9 | 01 April 2003 | 11 August 2003 |