SFC Licences of LING Vivian 林蔚然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 04 September 2008 | 12 April 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 23 April 2005 | 10 May 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 11 March 2004 | 10 May 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 March 2004 | 10 May 2008 |