SFC Licences of TAKEI Akio
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 01 November 2012 | 30 June 2015 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 01 November 2012 | 30 June 2015 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 01 November 2012 | 30 June 2015 |
| Gainwell Securities Company Limited 敬威証券有限公司 | RE | 9 | 13 September 2004 | 30 June 2012 |
| Gainwell Securities Company Limited 敬威証券有限公司 | RE | 4 | 01 April 2003 | 30 June 2012 |
| Gainwell Securities Company Limited 敬威証券有限公司 | RE | 1 | 01 April 2003 | 30 June 2012 |
| Gainwell Securities Company Limited 敬威証券有限公司 | RE | 9 | 01 April 2003 | 17 June 2003 |
| Gainwell Securities Company Limited 敬威証券有限公司 | RE | 6 | 01 April 2003 | 17 June 2003 |