SFC Licences of KWOK Ka Yin, Maggie 郭嘉妍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 16 December 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 3 02 August 2013 21 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 09 April 2010
BOCI Securities Limited 中銀國際證券有限公司 RE 1 09 April 2010
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 05 July 2006 07 April 2010
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 05 July 2006 07 April 2010
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 13 February 2004 30 June 2006
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 13 February 2004 30 June 2006
Celestial Commodities Limited 時富商品有限公司 RE 2 01 April 2003 13 February 2004
Celestial Finance Limited 時富財務有限公司 RE 8 01 April 2003 13 February 2004
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 13 February 2004
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 13 February 2004
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 13 February 2004
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 13 February 2004
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 13 February 2004
Celestial Commodities Limited 時富商品有限公司 RE 9 01 April 2003 13 February 2004
Celestial Commodities Limited 時富商品有限公司 RE 5 01 April 2003 13 February 2004
Celestial Commodities Limited 時富商品有限公司 RE 7 01 April 2003 13 February 2004