SFC Licences of LAI Yiu Cheung, Dennis 黎耀章
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Allianz Global Investors Asia Pacific Limited | RE | 9 | 01 June 2015 | 06 December 2019 |
Allianz Global Investors Asia Pacific Limited | RE | 4 | 01 June 2015 | 06 December 2019 |
RCM Asia Pacific Limited | RE | 4 | 15 September 2010 | 31 May 2015 |
RCM Asia Pacific Limited | RE | 9 | 07 February 2007 | 31 May 2015 |
Allianz Global Investors Hong Kong Limited | RE | 9 | 09 June 2003 | 08 February 2010 |
Allianz Global Investors Hong Kong Limited | RE | 4 | 09 June 2003 | 01 July 2006 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 01 April 2003 | 17 May 2003 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 9 | 01 April 2003 | 17 May 2003 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 01 April 2003 | 17 May 2003 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 01 April 2003 | 17 May 2003 |