SFC Licences of LAW Yuet Yee, Clara 羅月兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder Investment Management (Hong Kong) Limited | RO | 1 | 12 April 2006 | |
Schroder Investment Management (Hong Kong) Limited | RE | 1 | 08 February 2006 | 12 April 2006 |
Schroder Investment Management (Hong Kong) Limited | RO | 1 | 10 August 2005 | 08 February 2006 |
Schroder Investment Management (Hong Kong) Limited | RE | 1 | 16 June 2003 | 10 August 2005 |
Schroder Investment Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 16 June 2003 |
Schroder Investment Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 16 June 2003 |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 01 April 2003 |