SFC Licences of HO Wai Wa 何偉華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 30 November 2004 | 11 July 2006 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 29 November 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 04 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 04 February 2004 |