SFC Licences of GISBOURNE Ian Mark
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 27 December 2017 | 29 March 2019 |
UBS Securities Asia Limited | RE | 4 | 07 December 2017 | 13 December 2017 |
UBS Securities Asia Limited | RE | 4 | 28 June 2017 | 03 July 2017 |
UBS Securities Asia Limited | RE | 4 | 01 February 2017 | 07 February 2017 |
UBS Securities Asia Limited | RE | 4 | 17 November 2016 | 24 November 2016 |
UBS Securities Asia Limited | RE | 4 | 24 March 2016 | 30 March 2016 |
UBS Securities Asia Limited | RE | 4 | 10 March 2016 | 17 March 2016 |
UBS Securities Asia Limited | RE | 4 | 02 September 2015 | 08 September 2015 |
UBS Securities Asia Limited | RE | 4 | 11 March 2015 | 17 March 2015 |
UBS Securities Asia Limited | RE | 4 | 30 July 2010 | 16 June 2012 |