SFC Licences of CHAN Hok Sing 陳學誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 9 | 20 March 2019 | 19 January 2021 |
| Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 4 | 20 March 2019 | 19 January 2021 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 20 May 2015 | 19 May 2017 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 15 July 2013 | 11 May 2015 |