SFC Licences of LAW Chi Ho 羅志豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Success Securities Limited 實德證券有限公司 | RE | 1 | 29 April 2005 | 18 January 2024 |
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RO | 2 | 01 April 2003 | 31 March 2018 |
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RO | 5 | 01 April 2003 | 02 February 2004 |
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RO | 9 | 01 April 2003 | 02 February 2004 |
Success Securities Limited 實德證券有限公司 | RE | 9 | 01 April 2003 | 26 January 2004 |
Success Securities Limited 實德證券有限公司 | RE | 6 | 01 April 2003 | 01 November 2003 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 01 April 2003 | 01 November 2003 |
Success Securities Limited 實德證券有限公司 | RE | 4 | 01 April 2003 | 01 November 2003 |