SFC Licences of HO Kwok Fai 何國輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 11 October 2011 | 28 July 2021 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 11 October 2011 | 28 July 2021 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 11 March 2011 | 01 June 2011 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 30 November 2010 | 01 June 2011 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 29 October 2004 | 20 March 2008 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 26 June 2003 | 08 April 2004 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 01 April 2003 | 08 April 2003 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 5 | 01 April 2003 | 08 April 2003 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 9 | 01 April 2003 | 08 April 2003 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 01 April 2003 | 08 April 2003 |