SFC Licences of SISTERSON John Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 30 September 2010 | 19 July 2012 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 03 November 2008 | 10 December 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 03 November 2008 | 10 December 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 December 2006 | 30 April 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 April 2003 | 31 October 2006 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |