SFC Licences of TUPPER Nigel Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 February 2024 | 01 March 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 04 December 2023 | 15 December 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 July 2023 | 20 July 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 March 2023 | 23 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 November 2022 | 24 November 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 October 2011 | 21 June 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 October 2011 | 13 September 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 11 October 2011 | 01 August 2018 |