SFC Licences of LING Kim Keung 凌劍強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 13 February 2017 19 March 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 13 February 2017 19 March 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 16 August 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 16 August 2016 12 February 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RO 2 20 December 2010 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RO 1 20 December 2010 12 February 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 05 January 2010 20 December 2010
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 05 January 2010 20 December 2010
SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 RE 4 21 June 2005 19 December 2005
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 RO 4 10 May 2004 22 December 2004
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 RO 1 10 May 2004 22 December 2004
Aisance Asset Management Limited 君達資產管理有限公司 RO 2 30 June 2003 01 September 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 2 26 June 2003 01 September 2003
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 26 June 2003 01 September 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 26 June 2003 01 September 2003
KGI Asia Limited 凱基證券亞洲有限公司 RO 7 26 June 2003 21 July 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 7 26 June 2003 21 July 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 9 01 April 2003 26 June 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 01 April 2003 26 June 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 April 2003 26 June 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 9 01 April 2003 26 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 9 01 April 2003 26 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 7 01 April 2003 26 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 6 01 April 2003 26 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 4 01 April 2003 26 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 01 April 2003 26 June 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 April 2003 26 June 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 6 01 April 2003 26 June 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 April 2003 26 June 2003