SFC Licences of MA Chi Ming 馬志明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Asia Limited 中銀國際亞洲有限公司 RO 1 17 August 2010 20 January 2012
BOCI Securities Limited 中銀國際證券有限公司 RO 2 17 August 2010 20 January 2012
BOCI Securities Limited 中銀國際證券有限公司 RO 1 17 August 2010 20 January 2012
BOCI Asset Management Limited 中銀國際資產管理有限公司 RE 9 30 March 2010 20 January 2012
BOCI Asset Management Limited 中銀國際資產管理有限公司 RE 4 30 March 2010 20 January 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 4 30 March 2010 20 January 2012
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 30 March 2010 17 August 2010
BOCI Securities Limited 中銀國際證券有限公司 RE 2 30 March 2010 17 August 2010
BOCI Securities Limited 中銀國際證券有限公司 RE 1 14 October 2009 17 August 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 25 October 2005 11 May 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 14 April 2005 11 May 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 14 April 2005 11 May 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 14 April 2005 25 October 2005
Credit Suisse Futures (Hong Kong) Limited RE 2 01 April 2003 11 May 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 11 May 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 11 May 2006
Credit Suisse Futures (Hong Kong) Limited RE 7 01 April 2003 11 May 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 01 April 2003 11 May 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 15 February 2005
Credit Suisse Futures (Hong Kong) Limited RE 5 01 April 2003 15 February 2005
Credit Suisse Futures (Hong Kong) Limited RE 9 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 01 April 2003 22 August 2003