SFC Licences of WOO John Kwok Kwong 胡國光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FWD Financial Planning Limited 富衛財務策劃有限公司
RO 1, 4 23 May 2012 13 June 2014
Aviva Portfolio Investment Services Limited
RO 1 30 April 2009 31 May 2010
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 9 31 July 2006 01 September 2007
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RO 1, 4 03 March 2006 01 September 2007
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RE 1 14 December 2005 03 March 2006
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司
RO 1 12 April 2005 30 November 2005