SFC Licences of WOO John Kwok Kwong 胡國光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RO | 4 | 23 May 2012 | 13 June 2014 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RO | 1 | 23 May 2012 | 13 June 2014 |
| Aviva Portfolio Investment Services Limited | RO | 1 | 30 April 2009 | 31 May 2010 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 9 | 31 July 2006 | 01 September 2007 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 9 | 31 July 2006 | 01 September 2007 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RO | 4 | 03 March 2006 | 01 September 2007 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RO | 1 | 03 March 2006 | 01 September 2007 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 1 | 14 December 2005 | 03 March 2006 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RO | 1 | 12 April 2005 | 30 November 2005 |