SFC Licences of CHAN Grant 陳國柱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Thaddeus Capital Management (HK) Limited | RO | 9 | 18 March 2010 | 29 February 2012 |
Thaddeus Capital Management (HK) Limited | RE | 9 | 24 October 2007 | 18 March 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 21 March 2005 | 17 August 2007 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 21 March 2005 | 17 August 2007 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 13 March 2004 | 21 March 2005 |