SFC Licences of SUEN Toi Wai, David 孫台維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 08 May 2017 | 04 July 2017 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 08 May 2017 | 04 July 2017 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 08 May 2017 | 04 July 2017 |
| J.P. Morgan Securities (Far East) Limited | RO | 6 | 01 December 2011 | 08 May 2017 |
| J.P. Morgan Securities (Far East) Limited | RO | 4 | 01 December 2011 | 08 May 2017 |
| J.P. Morgan Securities (Far East) Limited | RO | 1 | 01 December 2011 | 08 May 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 20 December 2004 | 28 April 2006 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 1 | 01 April 2003 | 28 April 2006 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 01 April 2003 | 05 January 2004 |