SFC Licences of WHITE Christopher James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Asia Pacific Investment Advisors Limited RE 9 12 January 2021
Asia Pacific Investment Advisors Limited RE 6 12 January 2021
Asia Pacific Investment Advisors Limited RE 4 12 January 2021
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 1 04 February 2016 25 September 2017
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 27 March 2015 04 February 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 19 July 2004 18 November 2014
Morgan Stanley Hong Kong Futures Limited RE 7 08 September 2003 29 June 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 08 September 2003 29 June 2004
Morgan Stanley Hong Kong Futures Limited RE 2 08 September 2003 29 June 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 September 2003 29 June 2004
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2003 16 May 2003
CLSA Limited 中信里昂證券有限公司 RE 4 01 April 2003 16 May 2003
CLSA Limited 中信里昂證券有限公司 RE 6 01 April 2003 16 May 2003
CLSA Limited 中信里昂證券有限公司 RE 9 01 April 2003 16 May 2003