SFC Licences of YETMAN Mark Stephen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aletheia Technologies Limited | RE | 4 | 21 March 2014 | 13 April 2015 |
| BTIG Hong Kong Limited | RE | 1 | 12 January 2011 | 29 January 2014 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 September 2008 | 24 November 2008 |
| HSBC Securities (Asia) Limited | RE | 1 | 03 January 2005 | 14 November 2005 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 20 May 2003 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 20 May 2003 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 20 May 2003 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 20 May 2003 |