SFC Licences of CHAN Ka Wah 陳家驊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RO	9	25 November 2021	01 January 2024
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RO	5	25 November 2021	01 January 2024
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RO	4	25 November 2021	01 January 2024
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RO	2	25 November 2021	01 January 2024
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RO	1	25 November 2021	01 January 2024
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RO	5	26 November 2010	31 October 2020
Guotai Junan FX Limited 國泰君安外匯有限公司	RO	3	21 October 2010	31 October 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RO	2	01 April 2003	31 October 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	01 April 2003	31 October 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RO	9	01 April 2003	25 February 2004
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RO	5	01 April 2003	25 February 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	9	01 April 2003	25 February 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	6	01 April 2003	25 February 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	01 April 2003	25 February 2004