SFC Licences of CHAN Ka Wah 陳家驊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 9 25 November 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 5 25 November 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 4 25 November 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 2 25 November 2021
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 1 25 November 2021
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 5 26 November 2010 31 October 2020
Guotai Junan FX Limited 國泰君安外匯有限公司 RO 3 21 October 2010 31 October 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 April 2003 31 October 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 2 01 April 2003 31 October 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 01 April 2003 25 February 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 6 01 April 2003 25 February 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 9 01 April 2003 25 February 2004
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 5 01 April 2003 25 February 2004
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 9 01 April 2003 25 February 2004