SFC Licences of CHENG Kam Wah, Conrad 鄭錦華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Seresia Asset Management Limited 信瑞資産管理有限公司 RO 9 01 February 2019
Seresia Asset Management Limited 信瑞資産管理有限公司 RO 4 01 February 2019
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 RE 9 25 August 2017 31 December 2017
Red Gate Asset Management Company Limited RO 9 28 September 2016 01 July 2017
Red Gate Asset Management Company Limited RO 4 28 September 2016 01 July 2017
Red Gate Asset Management Company Limited RE 9 26 August 2016 28 September 2016
Red Gate Asset Management Company Limited RE 4 26 August 2016 28 September 2016
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RO 9 21 March 2014 30 June 2016
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RO 4 21 March 2014 30 June 2016
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RO 1 21 March 2014 30 June 2016
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 9 03 March 2014 21 March 2014
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 4 03 March 2014 21 March 2014
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 1 03 March 2014 21 March 2014
Funderstone Securities Limited RO 9 05 March 2013 03 March 2014
Funderstone Securities Limited RO 4 05 March 2013 03 March 2014
Funderstone Futures Limited RO 9 05 March 2013 03 March 2014
Lippo Investments Management Limited 力寶投資管理有限公司 RO 9 11 May 2010 03 March 2014
Lippo Investments Management Limited 力寶投資管理有限公司 RO 4 11 May 2010 03 March 2014
Lippo Investments Management Limited 力寶投資管理有限公司 RO 1 11 May 2010 03 March 2014
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 26 August 2009 12 January 2010
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 26 August 2009 12 January 2010
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 26 August 2009 12 January 2010
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 1 13 June 2008 09 July 2009
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 9 19 May 2008 09 July 2009
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 19 May 2008 09 July 2009
Infinity Strategic Advisors Limited RO 9 16 February 2006 30 April 2008
Infinity Strategic Advisors Limited RO 4 16 February 2006 30 April 2008
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 01 April 2003 15 June 2005
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 01 April 2003 15 June 2005
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 01 April 2003 15 June 2005
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 6 01 April 2003 20 October 2004