SFC Licences of LO Lai Kwan, Thebes 羅麗群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Anuenue Securities Limited 鉅亨證券有限公司 RE 1 16 February 2022
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 22 June 2018 10 July 2019
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 24 January 2018 10 July 2019
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 14 November 2011 13 July 2017
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 14 November 2011 13 July 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 21 July 2006 01 October 2007
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 21 February 2005 29 June 2006
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 01 April 2003 12 August 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 1 01 April 2003 12 August 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 01 April 2003 12 August 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 4 01 April 2003 12 August 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 6 01 April 2003 12 August 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 6 01 April 2003 12 August 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 01 April 2003 12 August 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 9 01 April 2003 12 August 2004