SFC Licences of LAI-CHOO-KAN Michael Brian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Templeton Asset Management Ltd | RO | 9 | 05 July 2022 | 31 May 2023 |
Templeton Asset Management Ltd | RE | 9 | 14 February 2022 | 05 July 2022 |
Franklin Templeton Investments (Asia) Limited | RO | 9 | 09 January 2020 | 01 July 2021 |
Franklin Templeton Investments (Asia) Limited | RO | 4 | 09 January 2020 | 01 July 2021 |
Templeton Asset Management Ltd | RO | 9 | 28 November 2019 | 27 September 2021 |
Templeton Asset Management Ltd | RE | 9 | 13 August 2019 | 28 November 2019 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RO | 9 | 25 August 2005 | 02 August 2019 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RO | 4 | 25 August 2005 | 02 August 2019 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RO | 5 | 25 August 2005 | 28 May 2013 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 4 | 30 July 2004 | 25 August 2005 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 5 | 01 April 2003 | 25 August 2005 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 9 | 01 April 2003 | 25 August 2005 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 4 | 01 April 2003 | 13 May 2004 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 6 | 01 April 2003 | 13 May 2004 |