SFC Licences of WONG Kai Kok 黃開豁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Asian Capital Asset Management Limited 卓亞資產管理有限公司 RO 9 23 June 2023
Gennex Capital Advisers Limited 睿盛資本顧問有限公司 RO 9 03 April 2019 31 January 2021
Asian Capital Limited 卓亞融資有限公司 RO 4 26 July 2018 05 March 2019
Asian Capital Limited 卓亞融資有限公司 RO 1 26 July 2018 05 March 2019
Planetree Asset Management Limited 梧桐資產管理有限公司 RE 9 11 December 2017 27 February 2018
Planetree Securities Limited 梧桐證券有限公司 RE 1 11 December 2017 27 February 2018
Global Mastermind Securities Limited 環球大通證券有限公司 RO 4 10 April 2017 18 June 2017
Global Mastermind Securities Limited 環球大通證券有限公司 RO 1 10 April 2017 18 June 2017
Global Mastermind Asset Management Limited 環球大通資產管理有限公司 RO 9 21 February 2017 18 June 2017
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 29 October 2012 21 October 2015
CCB International Asset Management Limited 建銀國際資產管理有限公司 RO 1 06 September 2012 21 October 2015
CCB International Capital Limited 建銀國際金融有限公司 RO 1 06 September 2012 21 October 2015
CCB International Securities Limited 建銀國際證券有限公司 RO 4 16 July 2008 21 October 2015
CCB International Securities Limited 建銀國際證券有限公司 RO 1 16 July 2008 21 October 2015
CCB International Securities Limited 建銀國際證券有限公司 RE 4 23 May 2008 16 July 2008
CCB International Securities Limited 建銀國際證券有限公司 RE 1 23 May 2008 16 July 2008
Neutral Financial Holding Company Limited 中和金控有限公司 RO 4 28 February 2007 28 March 2008
Neutral Financial Holding Company Limited 中和金控有限公司 RO 1 28 February 2007 28 March 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RO 4 02 August 2005 19 April 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RO 1 02 August 2005 19 April 2008
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 02 August 2005 19 April 2008
iBest Securities Company Limited RO 1 01 April 2003 04 July 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RO 4 01 April 2003 04 July 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 01 April 2003 04 July 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 04 July 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RO 6 01 April 2003 14 August 2003
iBest Securities Company Limited RO 4 01 April 2003 14 August 2003
iBest Securities Company Limited RO 9 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RO 7 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RO 9 01 April 2003 14 August 2003
iBest Securities Company Limited RO 6 01 April 2003 14 August 2003