SFC Licences of MILLER Daniel Owen 但米勒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 04 January 2022
Merrill Lynch Far East Limited RE 1 04 January 2022
Merrill Lynch (Asia Pacific) Limited RE 1 04 January 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 1 17 July 2014 29 June 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 21 May 2014 29 June 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 21 May 2014 17 July 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 23 September 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 05 January 2010 23 September 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 10 September 2009 23 September 2013
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 19 May 2010 30 December 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 4 27 May 2005 28 February 2009
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 1 01 April 2003 28 February 2009
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 4 01 April 2003 08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 6 01 April 2003 08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 9 01 April 2003 08 January 2004