SFC Licences of ZEE Helen 徐閔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 RO 6 31 March 2020 14 February 2022
Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 RO 1 31 March 2020 14 February 2022
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 4 26 February 2020 14 February 2022
Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 RE 6 26 February 2020 31 March 2020
Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 RE 1 26 February 2020 31 March 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 17 August 2016 31 August 2019
Haitong International Capital Limited 海通國際資本有限公司 RO 6 07 May 2013 31 August 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 07 May 2013 31 August 2019
South West Capital Limited 西南融資有限公司 RO 6 20 April 2012 28 January 2013
South West Capital Limited 西南融資有限公司 RO 1 20 April 2012 28 January 2013
Octal Capital Limited 八方金融有限公司 RO 1 24 November 2011 16 April 2012
Octal Capital Limited 八方金融有限公司 RO 6 01 June 2011 16 April 2012
First Shanghai Capital Limited 第一上海融資有限公司 RO 6 01 April 2003 31 May 2011