SFC Licences of LO Ka Yiu 勞家耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 13 October 2023 | |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 30 August 2017 | 17 September 2023 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 30 August 2017 | 17 September 2023 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 19 March 2013 | 11 August 2017 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 19 March 2013 | 11 August 2017 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 15 June 2009 | 15 March 2013 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 19 October 2006 | 15 March 2013 |