SFC Licences of LO Ka Yiu 勞家耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 2 30 August 2017
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 30 August 2017
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1 19 March 2013 11 August 2017
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司
RE 2 19 March 2013 11 August 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 15 June 2009 15 March 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 19 October 2006 15 March 2013