SFC Licences of LAU Chi Wing 劉志榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 23 March 2004 | 08 December 2004 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 1 | 01 August 2003 | 17 December 2003 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 9 | 01 April 2003 | 03 May 2003 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 7 | 01 April 2003 | 03 May 2003 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 6 | 01 April 2003 | 03 May 2003 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 01 April 2003 | 03 May 2003 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 01 April 2003 | 03 May 2003 |