SFC Licences of HO Kin Kei, Franki 何建祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 October 2005 | 04 August 2007 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 October 2005 | 04 August 2007 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 19 October 2005 | 04 August 2007 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 17 October 2005 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 01 April 2003 | 17 October 2005 |
Celestial Commodities Limited 時富商品有限公司 | RE | 5 | 01 April 2003 | 03 March 2004 |
Celestial Commodities Limited 時富商品有限公司 | RE | 9 | 01 April 2003 | 03 March 2004 |
Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 01 April 2003 | 02 March 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |