SFC Licences of NG Ka Hing 伍家興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	2	17 February 2023	22 December 2023
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	17 February 2023	22 December 2023
Ovata Capital Management Limited 歐萬達基金管理有限公司	RE	9	16 March 2018	11 November 2022
Merrill Lynch Far East Limited	RO	2	01 March 2016	26 September 2017
Merrill Lynch Far East Limited	RO	1	01 March 2016	26 September 2017
Merrill Lynch (Asia Pacific) Limited	RO	1	01 March 2016	26 September 2017
Merrill Lynch Far East Limited	RE	2	04 June 2015	01 March 2016
Merrill Lynch Far East Limited	RE	1	04 June 2015	01 March 2016
Merrill Lynch (Asia Pacific) Limited	RE	1	04 June 2015	01 March 2016
Millennium Capital Management (Hong Kong) Limited	RE	9	11 February 2014	17 April 2015
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	04 September 2013	12 October 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	05 November 2008	12 October 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	05 November 2008	12 October 2013
Credit Suisse Futures (Hong Kong) Limited	RE	7	24 May 2006	24 November 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	23 May 2006	12 October 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	23 May 2006	12 October 2013
Credit Suisse Futures (Hong Kong) Limited	RE	2	23 May 2006	24 November 2008
BOCI Securities Limited 中銀國際證券有限公司	RE	2	13 October 2005	11 May 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	2	10 June 2005	11 May 2006
BOCI Securities Limited 中銀國際證券有限公司	RE	1	10 June 2005	11 May 2006
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	24 June 2004	10 May 2005
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	01 April 2003	10 May 2005
Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司	RE	2	01 April 2003	24 June 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	4	01 April 2003	16 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	9	01 April 2003	08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	6	01 April 2003	08 January 2004