SFC Licences of NG Chi Wai, Nicholas 吳志偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	05 July 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	05 July 2018
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	05 July 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	05 July 2018
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	06 March 2017	21 June 2018
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	06 March 2017	21 June 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	2	12 September 2005	09 February 2017
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	1	12 September 2005	09 February 2017
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	19 May 2004	05 September 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	19 May 2004	05 September 2005
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	2	28 October 2003	07 May 2004
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	1	01 April 2003	07 May 2004
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司	RE	2	01 April 2003	10 December 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司	RE	1	01 April 2003	28 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司	RE	5	01 April 2003	20 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	4	01 April 2003	20 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司	RE	9	01 April 2003	20 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司	RE	6	01 April 2003	20 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司	RE	4	01 April 2003	20 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司	RE	9	01 April 2003	20 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	9	01 April 2003	13 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	6	01 April 2003	13 October 2003