SFC Licences of YIP Chung Wai, David 葉頌偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Limited 中國國際資本有限公司 RE 9 10 September 2008 30 September 2009
China International Capital Limited 中國國際資本有限公司 RE 4 10 September 2008 30 September 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 06 May 2008 21 August 2008
Enlighten Securities Limited 名匯證券有限公司 RE 1 09 January 2008 04 March 2008
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 RE 6 26 June 2006 18 July 2006
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 RE 4 26 June 2006 18 July 2006
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 RE 1 26 June 2006 18 July 2006
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 11 May 2005 01 November 2005
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 11 May 2005 01 November 2005
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 11 May 2005 01 November 2005
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 06 April 2005 01 November 2005
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 06 April 2005 01 November 2005
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 13 December 2004 01 April 2005
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 13 December 2004 01 April 2005
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 2 26 February 2004 11 December 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 10 February 2004 11 December 2004
Yicko Securities Limited 益高證券有限公司 RE 1 24 September 2003 16 January 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 21 July 2003 08 September 2003
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 21 July 2003 08 September 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 21 July 2003 15 August 2003