SFC Licences of JACOBSON John Brennan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 25 November 2009 27 July 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 25 November 2009 27 July 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 25 November 2009 27 July 2012
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 11 March 2008 23 February 2009
Ellis Brady Management (Hong Kong) Limited RE 9 18 December 2006 05 January 2008
UBS Securities Asia Limited RO 1 02 September 2003 03 April 2006
UBS Securities Asia Limited RE 1 01 April 2003 02 September 2003
UBS Securities Asia Limited RE 6 01 April 2003 11 June 2003
UBS Securities Asia Limited RE 9 01 April 2003 11 June 2003
UBS Securities Asia Limited RE 4 01 April 2003 11 June 2003