SFC Licences of JACOBSON John Brennan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 25 November 2009 | 27 July 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 25 November 2009 | 27 July 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 November 2009 | 27 July 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 March 2008 | 23 February 2009 |
Ellis Brady Management (Hong Kong) Limited | RE | 9 | 18 December 2006 | 05 January 2008 |
UBS Securities Asia Limited | RO | 1 | 02 September 2003 | 03 April 2006 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 02 September 2003 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 11 June 2003 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 11 June 2003 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 11 June 2003 |