SFC Licences of LEE Christopher Fai Man 李輝敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pinerion Asset Management Limited 鼎安資產管理有限公司 | RO | 9 | 25 June 2021 | |
Star Magnolia Capital (Hong Kong) Limited 星華木蘭資本(香港)有限公司 | RO | 9 | 25 April 2018 | 19 June 2018 |
Star Magnolia Capital (Hong Kong) Limited 星華木蘭資本(香港)有限公司 | RO | 4 | 25 April 2018 | 19 June 2018 |
Star Magnolia Capital (Hong Kong) Limited 星華木蘭資本(香港)有限公司 | RO | 9 | 16 January 2015 | 09 February 2018 |
Star Magnolia Capital (Hong Kong) Limited 星華木蘭資本(香港)有限公司 | RO | 4 | 16 January 2015 | 09 February 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 July 2010 | 16 February 2012 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 22 March 2010 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |