SFC Licences of PANG Ka Kon, Stephen 彭嘉幹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Manford Financial Limited 民鋒金融有限公司 | RO | 2 | 29 November 2022 | 05 April 2024 |
Manford Financial Limited 民鋒金融有限公司 | RO | 1 | 29 November 2022 | 05 April 2024 |
Manford Financial Limited 民鋒金融有限公司 | RE | 2 | 27 September 2022 | 29 November 2022 |
Manford Financial Limited 民鋒金融有限公司 | RE | 1 | 27 September 2022 | 29 November 2022 |
XHK Limited | RO | 2 | 09 April 2021 | 18 February 2022 |
XHK Limited | RO | 1 | 09 April 2021 | 18 February 2022 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 08 September 2020 | 16 February 2021 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 08 September 2020 | 16 February 2021 |
M Securities Limited 雙龍證券有限公司 | RO | 1 | 18 April 2016 | 31 January 2020 |
Ingensoma Trading Group Limited | RO | 2 | 18 September 2013 | 30 October 2014 |
Ingensoma Trading Group Limited | RO | 1 | 18 September 2013 | 30 October 2014 |
Ingensoma Trading Group Limited | RE | 2 | 28 August 2013 | 18 September 2013 |
Ingensoma Trading Group Limited | RE | 1 | 28 August 2013 | 18 September 2013 |
Tibra Trading Hong Kong Limited | RO | 2 | 18 June 2008 | 24 July 2013 |
Tibra Trading Hong Kong Limited | RO | 1 | 18 June 2008 | 24 July 2013 |
Tibra Trading Hong Kong Limited | RE | 2 | 04 June 2008 | 18 June 2008 |
Tibra Trading Hong Kong Limited | RE | 1 | 04 June 2008 | 18 June 2008 |
Eclipse Options (HK) Limited | RO | 2 | 10 March 2008 | 07 May 2008 |
Eclipse Options (HK) Limited | RO | 1 | 31 May 2007 | 07 May 2008 |
ABN AMRO Clearing Hong Kong Limited | RE | 2 | 28 November 2006 | 15 January 2007 |
ABN AMRO Clearing (Futures) Hong Kong Limited | RE | 2 | 28 November 2006 | 15 January 2007 |
ABN AMRO Clearing Hong Kong Limited | RO | 1 | 29 December 2005 | 15 January 2007 |
ABN AMRO Clearing Hong Kong Limited | RE | 1 | 22 November 2005 | 29 December 2005 |
Glory Sun Securities Limited 寶新證券有限公司 | RO | 1 | 01 April 2003 | 18 November 2005 |