SFC Licences of LAM Wah Yu 林華宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OP Investment Management Limited 東英投資管理有限公司 RE 9 18 August 2017
OP Investment Management Limited 東英投資管理有限公司 RE 4 18 August 2017
Morgan Stanley Hong Kong Securities Limited RE 2 17 May 2011 14 May 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 17 May 2011 14 May 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 October 2003 29 April 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 29 April 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 29 April 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 15 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 13 October 2003