SFC Licences of LAU Kam Shing Alex 劉錦成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GoldBlackBlue Investment Limited | RO | 1 | 12 December 2018 | 30 September 2022 |
| Interchina Securities Limited 國中證券有限公司 | RO | 1 | 05 June 2006 | 16 December 2016 |
| Interchina Futures Limited 國中期貨有限公司 | RO | 2 | 18 March 2004 | 12 March 2013 |
| Interchina Securities Limited 國中證券有限公司 | RE | 1 | 01 April 2003 | 05 June 2006 |
| Interchina Futures Limited 國中期貨有限公司 | RE | 2 | 01 April 2003 | 18 March 2004 |
| Interchina Securities Limited 國中證券有限公司 | RE | 9 | 01 April 2003 | 14 January 2004 |
| Interchina Futures Limited 國中期貨有限公司 | RE | 5 | 01 April 2003 | 14 January 2004 |
| Interchina Securities Limited 國中證券有限公司 | RE | 6 | 01 April 2003 | 14 January 2004 |
| Interchina Securities Limited 國中證券有限公司 | RE | 4 | 01 April 2003 | 14 January 2004 |
| Interchina Futures Limited 國中期貨有限公司 | RE | 9 | 01 April 2003 | 14 January 2004 |