SFC Licences of CHU Yik Sang, Dickson 朱益生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 9 | 27 March 2008 | 01 February 2013 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 4 | 27 March 2008 | 01 February 2013 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 1 | 14 February 2008 | 01 February 2013 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 1 | 01 March 2004 | 14 February 2008 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 09 September 2003 | 12 December 2003 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 09 September 2003 | 12 December 2003 |