SFC Licences of CHAN Pui Ping 陳沛萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 11 October 2016 29 June 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 11 October 2016 29 June 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 29 June 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 01 April 2003 10 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 April 2003 10 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 9 01 April 2003 14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 14 October 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 5 01 April 2003 14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 14 October 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 4 01 April 2003 14 October 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 9 01 April 2003 14 October 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 6 01 April 2003 14 October 2004