SFC Licences of CHAN Chi Wai, Eric 陳志偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 14 June 2012 | 14 March 2023 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 14 June 2012 | 14 March 2023 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 13 November 2007 | 30 December 2015 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 13 November 2007 | 30 December 2015 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 08 April 2005 | 03 November 2007 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 08 April 2005 | 03 November 2007 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 10 December 2003 | 07 April 2005 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 10 December 2003 | 19 February 2004 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 31 October 2003 | 07 April 2005 |
Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 31 October 2003 | 02 March 2004 |