SFC Licences of COOPER Kenneth Allen

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Aidyia Limited	RO	9	20 December 2012	13 June 2018
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	11 October 2010	19 November 2011
Macquarie Asia Securities Limited	RE	2	11 October 2010	19 November 2011
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司	RE	1	02 October 2009	09 July 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	18 December 2008	09 July 2010
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	2	28 October 2008	09 July 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	01 April 2003	19 May 2003
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	7	01 April 2003	19 May 2003
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	5	01 April 2003	19 May 2003
Lehman Brothers Futures Asia Limited	RE	9	01 April 2003	19 May 2003
Lehman Brothers Futures Asia Limited	RE	7	01 April 2003	19 May 2003
Lehman Brothers Futures Asia Limited	RE	5	01 April 2003	19 May 2003
Lehman Brothers Futures Asia Limited	RE	2	01 April 2003	19 May 2003
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	9	01 April 2003	19 May 2003