SFC Licences of LIU Kit Yi, Elkey 廖潔儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 30 April 2021 29 October 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 2 09 March 2020 29 October 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 1 09 March 2020 29 October 2021
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 11 October 2019 29 January 2020
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 11 October 2019 29 January 2020
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 17 September 2019 29 January 2020
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 17 September 2019 29 January 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 17 April 2014 23 August 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 17 April 2014 23 August 2019
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 25 October 2012 14 April 2014
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 25 October 2012 14 April 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 21 October 2012
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 21 October 2012
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 21 October 2012
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003